Ubs alternative investments pdf file

When added to a portfolio, alternative investments can improve its riskreturn ratio. This organization primarily operates in the investors, nec business industry within the holding and other investment offices sector. Ubs is recommending two alternative investments that do well in the face of market volatility. Ubs ag, niederlassung london notice of name changes we refer to the above securities. Two alternative investments ubs is most keen on citywire. About alternative investments at ubs a leader in the alternative investments arena, ubs offers highnetworth, ultrahighnetworth and institutional investors an array of alternative strategies to help them. Less efficient markets that can lead to exploitable opportunities. There are a few points we would like to raise with you at the outset. View pdf company name changed ubs alternative and quantitative investments limited\certificate issued on 815 res15. Rene buehlmann, group managing director and head of ubs asset management for asiapacific, discusses alternative investments for fixed income and where he sees opportunity. The mission of ubs alternative investments is to leverage our relationships and networks in order to originate high quality investment opportunities for our clients. Appropriate policy allocation for alternative investments citeseerx. Ubsfs, ubs alternative, ubs alternative managers,2 and ubs global am americas are investment advisers registered under the investment advisers act of 1940, and all but ubsfs currently serve as.

Ubs hedge fund solutions limited filing history free. In the first amended statement of claim, claimants removed ubs securities llc as a party from the abovecaptioned matter. Ubs compendium alternative investments education series. Interests of alternative investment funds are sold only to qualified investors. Order under section 8f of the investment company act of 1940 declaring that applicant has ceased to be an investment company. Ubs alternative and quantitative investments llc is a limited liability company organised under the laws of the state of delaware, united states, and is a subsidiary of ubs ag, zurich and basle, switzerland and forms part of the asset management division of ubs ag. Hedge funds let you take advantage of opportunities from a range of investment classes. Prices for custody, transactions and other services pdf, 3 mb. This is where ubss decision to get rid of its alternative fund services business comes in. Investment capabilities across traditional and alternative asset classes for private clients, intermediaries and institutional investors. Ubs alternative and quantitative investments llc in.

Jun 19, 2015 this is where ubss decision to get rid of its alternative fund services business comes in. The unit is a part of the banks asset management division, and is a global fund administrator with. Ubs tamarack international fund, llc filed an application on june 24, 2011, and amended on. Ubs alternative and quantitative investments llc is a california foreign limitedliability company filed on february 20, 2008.

Furthermore, ubs may have or have had a relationship with or may provide or has provided investment banking, capital markets andor other financial services to the relevant companies. Their performance often runs counter to that of traditional investments because they are less affected by interest rate changes and the equity markets. The registered agent on file for this company is cogency global inc. About alternative investments at ubs a leader in the alternative investments arena, ubs offers highnetworth, ultrahighnetworth and institutional investors an array of alternative strategies to help them achieve more efficient diversification within their traditional investment portfolios. Ubs ag, australia branch ubs is the issuer of various ssa series, sse series, ssg series. Page 2 of 9 investment manager research, due diligence and selection process investment and insurance products offered through rbc wealth management are not insured by the fdic or any other federal. Ubs group ag, together with its subsidiaries, provides financial advice and solutions to private, institutional and corporate client worldwide.

Allocation and risk manage ment at ubs global asset. Feb 16, 2018 activeallocator is a digital asset allocation platform with technologyenabled customized advice capabilities. Ubs global equity extension alpha index certificates currency issue date usd eur chf 2885870 2885890 mtd strategy allocation as of january 1, 2009 2007 2008 4. The operational structure of the group comprises of the following. As one of the worlds leading global wealth managers, ubs offers a variety of investment advisory programsincluding both nondiscretionary and discretionary offeringsto help you meet your unique needs. Ubs sells alternative fund services business, will enhance. Aips suite of services supports electronic processing for alternative investments such as hedge funds, funds of funds.

Performance of eventdriven strategies versus other hedge fund. Ubsfs and ubs global am us are registered as brokerdealers under. Ssrnid1865378 ubs alternative investments 15 june 2011. Hedge funds are investment vehicles that give fund managers particularly broad scope for action. Although they have always held the fascination of investors, alternative investments seem to be gaining popularity in recent years as both individuals and institutions look for ways to change. Ubs global asset management splits hedge fund business. View ned sienkos profile on linkedin, the worlds largest professional community. Ubs participating real estate mortgage lp filing history. Ubs group ag is a swiss multinational investment bank and financial services company founded and based in switzerland. Alternative investments such as hedge funds and private investments are investment instruments whose risks and performance depend mainly on investment knowhow, and less on a commitment to a specific market segment. Page 2 of 9 investment manager research, due diligence and selection process investment and insurance products offered through rbc wealth management are not insured by the fdic or any other federal government agency, are not deposits or other obligations of, or guaranteed by, a bank or any bank affiliate, and are subject to. Ubs simple ira, complete a ubs financial services inc. There are a few points we would like to raise with.

An important part of what we also do is to create thought. The causes of action relate to claimants investments in columbia river forest products, llc. Ubs fs is pleased to provide you with information about alternative investments. The stateoftheart online portal offers a curated menu of private equity. Alternative investments education series active allocator. Aips suite of services supports electronic processing for alternative investments such as hedge funds, funds of funds, private equity, real estate investment trusts and limited partnerships aip is intended to standardize the way the alternative investment industry communicates pre and posttrade. Activeallocator is a digital asset allocation platform with technologyenabled customized advice capabilities. By confirming below that you are an institutional investor, you will gain access to information on this website the website that is intended exclusively for. Alternative investments 2020 the future of alternative.

Real estate direct investments remain the third most popular asset class, while hedge fund allocations have fallen once again. Karl schweizer, head of art banking for ubs feels that successful. It is the worlds first portal that seamlessly integrates traditional, illiquid and. Sep 07, 2010 ubs global asset management has appointed bruce amlicke as cocio and head of alternative investment solutions ais. Investment advisory programs ubs united states of america. Change company name resolution on 20150703 link opens in a new window 3 pages 3 pages. The companys filing status is listed as sosftb suspendedforfeited and its file number is 200807310072.

Ira distribution form, which may be obtained from any ubs financial services inc. Ubs alternative and quantitative investments llc is a limited liability company organised under the laws of the state of delaware, united states, and is a subsidiary of ubs ag, zurich and basle, switzerland. A fintech, it helps investors analyze existing allocations, discover inefficiencies and create bespoke portfolios in minutes. Ubs global asset management offers investment capabilities and investment styles across all major traditional and alternative asset classes. This article is for educational and informational purposes only. While there are numerous types of nontraditional investments, ubs focuses on two broad categories.

Ubs investment bank is a business group of ubs ag this brochure is for information purposes only and does not constitute an offer, a solicitation of an offer or a recommendation to buy or sell. Ubs financial advisors are committed to learning about your individual needs and offering custom investment solutions to help you address them. Performance charts for ubs investment foundation 3 minerva fund ubsminv including intraday, historical and comparison charts, technical analysis and trend lines. In doing so, we build on our reputation as a reliable, valueadded and longterm partner. Unless specifically admitted in its answer, respondent denied the allegations made in the. Alternative investment products wms alternative investment product aip. Alternative investmentsdefined here as hedge funds, hedge fundsoffunds and managed futures fundscover a broad range of investing strategies and structures that fall outside the boundaries of traditional asset categories such as equities and fixed income e. Before making alternative investments, its wise to be aware of their possible benefits and drawbacks. Global wealth management provides financial services globally. Alternative investments for wealth management ubs switzerland. By confirming below that you are an institutional investor, you will gain access to information on this website the website that is intended exclusively for institutional investors and, as such, the information should not be relied upon by individual investors. The firm is a leading fund house in europe, the largest mutual fund manager in switzerland and one of the largest fund of hedge funds and real estate. Ubs global equity extension alpha index certificates. Brian singer is a managing director and head of asset.

Windows can go online to look it up automatically, or you can manually select from a list of programs that are installed on your computer. Ubs may act or have acted as marketmaker in the securities or other financial instruments discussed in this material. May 18, 2020 ubs group ag, together with its subsidiaries, provides financial advice and solutions to private, institutional and corporate client worldwide. Ubs reserves the right to change its programs, fees and payments or payment structures at any time.

Coheadquartered in the cities of zurich and basel, it maintains a presence in all major financial centres as the largest swiss banking institution in the world. Sell your ubs share builders on asx on or before the close of trading on the asx on the early final maturity date if you no longer want exposure to the underlying parcel, you can sell your ubs share builders on the. Fidelity wealth services program fundamentals fidelity personal and workplace advisors llc 245 summer street, v2a boston, ma 02210 6175637000 fidelity. Alternative investments are an important strategic component of a welldiversified portfolio. Ubs securities llc did not file a statement of answer and submission agreement. Interests of alternative investment funds are sold only to qualified investors, and only by means of offering documents that include information about the risks. Our financial services in the united states of america. Andrew lee, global head of alternative investments at ubs, says an increasingly diverging world economy presents opportunities for hedge funds and private markets like private equity. For 10% of his bonds about to mature, he seeks an investment solution with 100% capital protection. Ubs alternative climate background of our engagement in climate protection issues the flexible mechanisms. Among other things, it does not take into account your personal financial situation, your investment goals or your investment strategies.

For many, a mix of traditional investments such as stocks and bonds is the typical approach. See the complete profile on linkedin and discover neds connections. Ubs ag is a bank and the core operating company of the ubs group. Alongside the investment, ubs will incorporate icapitals proprietary. This organization has been operating for approximately 8 years. Ubsfs, ubs alternative, ubs alternative managers,2 and ubs global am americas are investment advisers registered under the investment advisers act of 1940, and all but ubsfs currently serve as investment advisers to registered management investment companies funds. As a result, 7 june 2019 will be an early final maturitydate in relation to all of the series of ubs instalments identified in the schedule below. By rebecca moore amlicke reports to bill ferri, global head of. Alternative beta strategies extend the concept of beta investing from. The information provided is an overview of alternative investments and structured products at ubs. It is the worlds first portal that seamlessly integrates traditional, illiquid and alternative investments within portfolios.

Ubs also receives compensation as a result of intercompany profitsharing and servicing agreements. For certain alternative investments in advisory accounts. Change company name resolution on 20150703 link opens in a new. Exploring the benefits of equity eventdriven strategies ubs. Ubs says its time to consider alternative investments. Ubs structured products more opportunities for your money. The firm last filed a form d notice of exempt offering of securities on 20191218. More for ubs participating real estate mortgage lp lp015641. Scan and pdf of documents can be submitted prior to, or along with, trades file. Their performance often runs counter to that of traditional investments because they are less affected by. Possibility of taxadvantaged or sheltered cash flows.

Understanding our fees, charges and other compensation. Ubsminv quote ubs investment foundation 3 minerva fund. Ubs alternative and quantitative investments is located in stamford, connecticut. Ubs global asset management has appointed bruce amlicke as cocio and head of alternative investment solutions ais. Branch office, and mail or deliver the properly completed distribution form to the branch office of ubs financial services inc. The information is intended for educational purposes only and does not constitute investment advice. Ubs appoints new head of alternative investment solutions. Order under section 8f of the investment company act of 1940. A complete range of tailored advice and investment services for distinguished investors and families around the world. May 16, 2017 rene buehlmann, group managing director and head of ubs asset management for asiapacific, discusses alternative investments for fixed income and where he sees opportunity.

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